Audit Supervisor
New York, NY, US, NY
Part Time to Full Time
Experienced
Job Title: Audit Supervisor
Location: Hybrid - New York, NY
Salary: $110,000 – $140,000 per year
Overview: A leading financial and tech company is seeking an Audit Supervisor to join their team in the Global Markets division. This hybrid role involves overseeing compliance, business controls, and risk management with a focus on trading desk activities, including Equities or Fixed Income, Currencies, and Commodities asset classes.
Key Responsibilities:
- Manage compliance, business controls, and risk management within Global Markets.
- Supervise market conduct risk and trade surveillance.
- Exercise critical thinking to influence management and improve control environments.
Requirements:
- 4 years of experience in compliance, business controls, or risk management with exposure to trading desks.
- Knowledge of Global Markets with a focus on market conduct risk.
- Experience with Equities or Fixed Income, Currencies, and Commodities asset classes.
Nice-to-Have Skills:
- Ability to challenge existing processes and improve operational environments.
Additional Information:
- Variable Compensation: Annual performance incentive.
- Sponsorship: Not available.
- Equity: Not available.
- Relocation: Not available.
- Position Type: Backfill
- Direct Reports: None
- Flexible Hours: No
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